SIE Ready👥 Customer Accounts
Who owns the account, who can trade it, and the rules that protect the customer from day one to the final transfer
8 lessons · free
- 1Opening an Account: Know Who You Are Serving
- 2Suitability, Reg BI and Form CRS
- 3Individual and Joint Accounts: Who Gets It When Someone Dies
- 4Custodial, Trust and Entity Accounts
- 5Cash, Margin and Who Decides the Trade
- 6Traditional and Roth IRAs (Tax Year 2026)
- 7Employer Plans: 401(k), 403(b), 457, SEP and SIMPLE
- 8Education Savings and Special Situations
SIE-style questions, XP and streaks in the app. No sign-up needed.